A Congress version of Modi will not succeed

Regular leadership transitions are necessary, but even necessary transitions weaken the entity that is being led, as contenders to the gaddi duke it out and governance takes a pause amidst the uncertainty. The transition can be made shorter and smoother by having a well defined and legitimate process.

There are many different ways to decide on the succession – it could be dynastic or democratic. You could have an appointive process where the incumbent or a board makes the choice. You could do a search for the next reincarnation of the bodhisatva, or you could have an elephant with a garland choose the next king. To succeed, the process requires legitimacy. It is a necessary but not a sufficient condition for success.

What is legitimacy? In the words of Thomas Schelling, it is a focal point. In those of Lord Varys, “power resides where men believes it resides”.

If I win a legitimate democratic election, I know that my opponent will not mount a rebellion against me, so I will have no need to conduct a purge and eliminate my opponents. My opponent knows that I know that he will not mount a rebellion, and therefore, I will not attempt a purge, and therefore, he feels safe enough to not mount a rebellion. I also know that once the election is over, norm assures me that barring exceptional circumstances, I am safe from a challenge till the next election, and therefore I do not need to be in a combative posture continually. I can reach out and shake hands with my opponent and strike up a working relationship with him.

The dynastic method of succession also successfully serves as a focal point. It narrows the field of contenders to the throne to a small number within the family. (If you adopt a rule like primogeniture, the field is down to one) While it is disappointing for someone outside the dynasty that he will never gain the top position, the disappointment is somewhat mitigated by the knowledge that others around him are in the same position and he doesn’t have to engage in constant power struggle. Because the dynastic position is for life, the lucky sperm can focus less on power struggles and more on governing, at least till his offspring grow up.

I don’t want to overstate the case for the dynastic system. Historically, most dynasties did not survive for long. They were overthrown by others who established their own dynasties. And the dictum of legitimacy being a necessary but not sufficient condition of success applies particularly with the dynastic system.

Many people are calling for either the democratization of the Indian National Congress or a Modi-style rebellion against Rahul Gandhi, but the problem remains the same with either scenario. The democratic process does not have legitimacy in the current Congress. The dynastic system does. Legitimacy takes a long time to be established. The power struggle that is required to unseat the Gandhis will finish the INC much before legitimacy can be established.

The BJP does not have a legitimate process for succession either. Modi took over a party whose aging leadership was overdue for retirement. There was no formal leadership challenge, no election or any kind of competitive process. Everyone kind of just decided that he was the right man for the job and the entire party reoriented around him. Modi’s task was made easier by his overwhelming popularity within the party. It also helped that the party has organizational and ideological coherence that ensured that it would stay intact even if there were a power struggle.

The Congress does not have any of these advantages. Its organizational coherence is uneven at best, and it has no ideology to motivate it. A BJP leader or worker does not have a future outside the party, as Keshubhai Patel, Uma Bharti and Kalyan Singh learnt. For a congressman, the INC is one of the many career options. There is no reason the party will stay together during the period of inevitable uncertainty when a leadership struggle happens.

To make this concrete, we can try to imagine a Congress version of Narendra Modi – a challenger to the leadership. Obviously, such a person is unlikely to exist in the current national “leadership” of the INC, because popular leaders have been systematically eliminated from there. So imagine an ambitious and talented leader at the state level, either within the Congress or outside it. He wants to carve out a career path for himself that will take him to the Premiership of India by adopting any strategy that will work. In any plausible scenario, is staying in (or joining) the Congress, deposing and taking over its leadership the dominant strategy? I claim that the answer is no. I would argue that in almost every case, breaking up the state level party to form a new entity and trying the coalition route, or trying to form a new national party that attracts the disaffected leaders of the Congress and other parties dominates in terms of cost-benefit analysis over the strategy of working within the party.

The one exception I can think of is a strategy that does not directly challenge the legitimacy of the dynastic system. This is the method by which the Peshwai was established, the method by which ambitious and competent ministers have risen to be the power behind the throne when the throne is occupied by weak kings, or indeed the method that resulted in constitutional monarchies in many countries of Europe. But for such a strategy to work, this ambitious minister will have to insinuate himself into the good books of a man who has absolutely no discrimination and whose natural instincts are to trust charlatans like Praveen Chakravarty, fight off political machinations and intrigue by a jealous inner circle whose attacks on him will only increase the more successful he gets and somehow also concentrate on his core job of strengthening the party and helping it win elections. Perhaps in some particular combination of circumstances the stars might align and the right person adopting such a strategy may be the right choice, but no, this is not something one can reasonably hope for as a way to form an alternative to the BJP.

The Decline of the Congress is Irreversible

It is my belief that the Indian National Congress is in a state of long term decline. It has been in that state since at least 1984. I do realize that when one speaks of trends that last 32 years, one runs the risk of making pointless predictions like the one that says that in the long run, we are all dead. In this post, I will explain why it isn’t meaningless in this case, and why my claim is probably true.
In the First Past the Post (FPP) system, the party in the first or second place is weaker than it looks, while the party in the third place is stronger than it looks. That is because the First and second place parties are like Vali in the Ramayana, who had the boon that in hand to hand combat, he would gain half the strength of his opponent. Because the two parties are alternatives to each other, voters who are disappointed with one party will choose the other regardless of whether they like the other party all that much in the first place. Ambitious politicians will tend to choose to join the first and second parties as long as ideology doesn’t matter  to them. A party in the third place may get fewer votes than the number of actual supporters because many of them vote for the first or second place parties so as not to waste their votes.
Another way of putting this is that as long as you are in the first or second place, you have time and the force of inertia on your side. You can exist in a state of structural weakness for many election cycles till something forces you into the third place. The third place is disastrous for a party on its way down, while it is great for a party on its way up. Many voters supported the party on the rise, but didn’t vote for it because they didn’t realize it had a chance. They will now decide to vote for it the next time.
This next time though is 5 years away, and the party has this time to keep up and build further momentum. Or lose it. The party on the rise doesn’t have the force of inertia on its side.
The above discussion partially explains both the longevity of the Congress and its slow decline over so many decades. It is difficult to dislodge someone from the first or second position whatever their structural weaknesses. Also, 32 years seems long, but it isn’t all that long when time is measured in election cycles.
What I have started above is a law that is true of all FPP systems. In India, the additional wrinkle is that it is a federal country where  politics happens at the state level. It is well known that even parliamentary elections in India are determined by state level politics. This fact leads to two contradictory points.
First, the process of decline I have outlined above has to happen state by state. It has to lose its first-or-second party status and get relegated to third party status in sufficient number of states for the Congress to truly go into oblivion.
Secondly, no, not really. The raison d’être of the Congress is that it is a national party. It cannot survive for long as an aggregation of its state units, no matter how structurally strong the state units are.
Is there a role for a national party in a country where all politics happens at the state level? If the answer to this question is no, it’s not just the Congress, but also the BJP that’s in trouble. A strong state leader always has incentive to leave along with his or her state party, as the evidence of the NCP, TMC and YSR Congress can attest.
If the answer is to be yes, the national unit of the party has to bring something to the table, and that something must relate to the electoral fortunes of the state unit. The state party doesn’t need help when it is in a strong first or second place, but it does need nurturing when it is in the third place and rising, or rescuing when it is in the second or third place and failing.
Let me list some ways in which the national unit of a party can justify its existence and how the Congress measures up.
1. National popularity of its leadership
The days when the popularity of national leaders was the only thing that mattered are long gone. These days, a popular leader can make a difference at the margins. The Congress hasn’t had popular national leaders since the days of Indira Gandhi. The BJP has done better – it has had Vajpayee and Modi so far.
2. Ideology
The Congress used to have an ideology; it doesn’t have one anymore. The BJP does. The he party’s ideology gives it an organizational identity and unity that makes it difficult for individual state leaders to stake out on their own. It also sustains the state units during those long periods when they are in the wilderness, either struggling to build it up or struggling to recover from a setback. It is true that this ideology also limits the party’s reach, but there is no denying that it gives the party a certain organizational coherence.
3. Career path and bench strength
The national party can provide a career path for ambitious state level politicians. If it does, that would be one good reason for state leaders to stay with the party. Neither the Congress nor the BJP is great at this. We must remember that Modi’s ascent to the leadership of the BJP was the exception rather than the rule. But the Congress is hopeless on this count. The supreme leadership of the party is reserved for the Family, no popular leader is allowed to join the national leadership and even state level popularity makes the Family uncomfortable.
The bench strength argument is kind of the opposite of the career path one. When the party isn’t doing well in a state, the national party could provide a bench where competent state leaders can be parked while waiting for good times to return, or plan for an assault back on the state. The BJP is reasonably good at this; the Congress is very bad.
4. National organization
When the state unit is in trouble, revolting or needs some kind of help, the national leadership needs the ability to marshal resources to intervene. It needs an organization with reporting lines independent of the state units. To have credibility, these organizations need to be inclusive enough that the state units don’t treat them as outsiders.
As an analogy, consider the Indian Civil Service or the Army. These organizations report directly to the Union Government. It would be disastrous for the army to comprise of units reporting to state governments. It would be equally disastrous if the army recruited only from a particular region of India. For example, if there is some disturbance in Tamil Nadu and the state government is unable to keep the peace, the people of Tamil Nadu may be thankful for the presence of the Indian Army, they may also prefer that in that instance, depending on the nature of the disturbance, the soldiers who come in are not natives of the state, but there nature of the reception will be very different if the Army is, in general, considered to be an outside force that has come in to impose the will of the rulers in Delhi and clueless about local conditions.
The BJP has such a central organization. The Congress hasn’t had that experience since 1969. When the national leadership of the INC intervenes in a state, it’s usually treated as a bunch of out of touch jokers.
5. Law of averages
We’ve seen four reasons why a national party may justify its existence, and none of them applies to the Congress. To explain the continued existence of the party, we must fall back on the argument by inertia, or the simple fact of presence. The Congress is present in a larger number of states than the BJP is. We have already seen the strength that comes from being the first or second party regardless of your organizational strength. The national leadership of the Congress has exploited this very well. It has in fact prevented the state leaderships from getting too strong, because then they will be at risk of leaving. But as long as they are present, they contribute Lok Sabha seats, which is what the National leadership wants.
Take concrete examples. Perhaps Gujarat, Rajasthan, MP, etc. are permanently lost to the Congress in the sense that they will never form state governments there. (I don’t necessarily agree with that assumption, but let’s go with it for argument’s sake.) Does the national leadership care? Why should it? As long as they are the second parties in those states, the difference in terms of Lok Sabha seats is small. Add to this all those other states where the Congress is present but the BJP isn’t, and you soon realize that the INC has a 50seat- advantage over the BJP on average. These 50 seats aren’t enough to get the Congress a majority, but in most elections, they are enough to form a government with the help of other parties most times.
6. Coalition building ability
It is commonly claimed that the BJP’s ideology makes it less able to attract coalition partners than the Congress’. There is little evidence for that. The real reasons are the law of averages and the weakness of the Congress. I explained in point #5 why the law of averages gives the Congress an advantage in the number of seats. Potential coalition partners know this, so they naturally gravitate towards the party that will give them a better shot at power. The Congress then uses the partnership at the Centre to insinuate itself into coalitions at the state level, where, by virtue of being the junior partner of a regional party, it saves itself from the fate of a third party on its way down. Its coalition partners support the Congress because they know that it will never be a threat to them in their states.
I have used the present tense to write about points 5 and 6, but there are indications that the Congress may have lost those two advantages. The advantage of presence is durable, but once it is lost, the Congress doesn’t have the ability to get it back. Coalition building ability is dependent on the Law of averages working in the Congress’ favour, and if coalitions don’t work out, the Congress will be wiped out from states where it is in third place.
Political commentary after 2014 has used the electoral map of India to make the point about the Congress’ impending demise. But a party doesn’t die because it has lost an election, or even because it has lost a lot of elections. The tipping point for the Congress might have been when it lost undivided Andhra. It didn’t just lose elections in the two states, but destroyed itself so thoroughly that it effectively no longer exists there. Undivided Andhra has 42 Lok Sabha seats. As long as the Congress was present, its advantage over the BJP was 21-0. Now it’s gone down to zero.
It may soon go negative. The Shah-Modi team has been on a relentless quest to expand the BJP footprint and knock out the Congress from one state after another. Some of these attacks may succeed while the Congress may be able to fend off some of them, but I think that it is safe to say that there will be no counter attack. The best the Congress can hope for is that they survive these assaults long enough till age catches up with Modi or Shah, or the BJP governments become unpopular, our the party develops internal dissension, giving the Congress respite from these assaults. There will be no revival of the Congress the way the BJP was revived.
The Congress has faced many electoral defeats in recent times. After every defeat, op ed columnists have repeated their calls for the party to revive itself by looking outside the Family for leadership.
These calls lack coherence. Leaders don’t show up just like that. The way to find out if they deserve leadership is to have a contest for leadership. The Congress no longer has the capacity to survive a fight for leadership. If there is a leadership challenge, the party will splinter or split down the middle.
No leader can do a hostile takeover of the party. A friendly takeover is only slightly more conceivable. We can conceive of a situation where the Family continues to hold de jure leadership while quietly letting a more competent leader take over the party. This though would require the Family to go against every instinct they have displayed on the past three decades. I don’t see that happening.
Most importantly, leaders usually don’t have “reviving the party” add their primary mission in life. Their goal is usually something on the lines of “Become Prime Minister of India”. For Modi, reviving the BJP was the path of least resistance to reach his goal. For an ambitious Congress leader who wants to be Prime Minister,  attempting to revive the party is a futile distraction from his goal. It is likely to take less effort to just walk out and form your own party. This fact alone is enough to ensure that there is no chance of the Congress ever getting a revival.

Questions for the BJP

Dear BJP,

RE: Your performance during the Kandahar Episode

Do you have anything better than this Kanchan Gupta article to explain your performance? If not, then here are some questions that arise from that article:

  1. The article blames the media for creating the impression that the entire country wanted the terrorists to be released. The question is, were you elected to office based on SMS polls organized by the media? Don’t you have BJP workers all over the country?  Did you really have no way to be in touch with those who elected you?
  2. If you cannot fight your country’s media and some 200 families within the country, how do you expect Indians to have the confidence that you will fight India’s enemies? If you cannot take tough decisions and communicate them during a minor crisis like this, what would you have done if you had faced the situation that Britain faced during World War II when the Germans were bombing them?
  3. The article is pretty critical of the behaviour of the officials at the Raja Sansi airport. Apparently, they failed to obey a direct order from a Central Minister at the time of crisis. What did you do to end the careers of such incompetent officials? Or do your powers of harrassment and vindictiveness extend only to those who expose wrongdoing in your government?
  4. In December 1999, NSG commandoes could not fly from Delhi to Amritsar because they did not have a plane. In November 2008, NSG commandoes could not fly from Delhi to Mumbai because they still did not have a plane. What did you do between 1999 and 2004 to get the NSG commandoes a plane?
  5. Finally, if, when faced with the problems, constraints and incentives that the Indian National Congress did, you are going to do the same things that the Indian National Congress did, why should anyone who is exasperated with the performance of the Indian National Congress vote for you?

The Turning Point?

Last May I had written:

So, a weak Congress with allies will do quite well for some time. In a First Past the Post electoral system, the parties in the first and second place tend to look stronger than they are, because like Vali in the Ramayana, they will gain strength from their opponents. 

This analogy is unfortunately inaccurate.  Vali gained his strength from the strength of his opponents. In a FPTP system, the second strongest party gains strength from the weakness of the stronger party. Your organization could be in a complete mess, but as long as you are the main alternative to the stronger party, the ruling party’s missteps and the anti-incumbency factor will cause you to gain strength.

My point, though is still valid. I believe that the Congress is in an irreversible decline.  If ever it happens that the third front gains enough to form a government on its own, then the extinction will be quite rapid. The BJP is also in a decline, but I am not sure if it is irreversible.

The Road to Democracy

I have pointed out earlier that adopting democracy is like nuclear disarmament – there are serious costs to being the first one to do it. This does not mean that it is impossible. One possible approach is to have dictatorship at the central level, but democracy at the local level. This is best done when the central leadership is neither too strong nor too weak. If it is too strong, the central leadership has no incentive to allow democracy. As it gets weaker, allowing local democracy is a good way to contain discontent and preventing rebellion. But the central leadership should not be too weak. It should be strong enough to make a credible commitment that it can enforce the rules.  BJP might be in that situation:

Bihar BJP leader Sushil Kumar Modi held on to his job as Deputy Chief Minister after an unprecedented secret ballot, allowed by the party leadership, showed he enjoyed support of majority party MLAs and MLCs in the state. (Indian Express)

The other example I can think of is.. China, but I am not very sure of it.

Of course, allowing local democracy is the first step; the ultimate goal is to have democracy at the central level too. But I am not sure if there is a next step that is not dangerous.

My Country, My Lies

L K Advani’s memoir reminds me of the Yes Minister  and the Yes Prime Minister books. In particular, it reminds me of the preface to the latter, which starts something like:

Hacker’s unexpected ascension to the Premiership, which happens towards the  end of the first chapter of his volume, created almost as many problems for historians as it did for the country. Hacker was determined to portray his term in office as a series of triumphs, a task that would have defeated a far more skilled diarist…

There is much more in those fine books that would be appropriate to quote. Unfortunately, I do not have the volumes with me here and my memory fails me as much as it did Advani.